Over 12 months, Total Return Securities Fund saw more buying than selling from its insiders — purchases of about $1.5 million against sales of $347,000.
Biggest single buyer: Dakos Andrew, CEO, with roughly $75,000. Notably, at least one C-suite executive was among the buyers.
41 investment managers listed SWZ in their latest 13F filings (Q2 2026); funds were split between buying and selling. 3 quarters in a row of net buying by insiders. Insiders bought in 5 of the last 7 full quarters.
| Filed | Insider | Role | Type | Shares | Price | Value | Source |
|---|---|---|---|---|---|---|---|
| Sep 30, 2026 | SELL MORITZ A | Director | Buy | 2,000 | $5.77 | $12K | SEC |
| Sep 29, 2026 | Dakos Andrew | CEO | Buy | 7,649 | $5.81 | $44K | SEC |
| Sep 29, 2026 | Dakos Andrew | CEO | Buy | 9,000 | $5.77 | $52K | SEC |
| Sep 29, 2026 | Dakos Andrew | CEO | Buy | 1,000 | $5.76 | $6K | SEC |
| Sep 29, 2026 | Dakos Andrew | CEO | Buy | 2,351 | $5.82 | $14K | SEC |
| Sep 1, 2026 | SELL MORITZ A | Director | Buy | 3,000 | $5.98 | $18K | SEC |
| Aug 25, 2026 | Das Rajeev P | Officer | Buy | 1,700 | $5.93 | $10K | SEC |
| Aug 25, 2026 | Das Rajeev P | Officer | Buy | 1,366 | $5.93 | $8K | SEC |
| Aug 12, 2026 | SELL MORITZ A | Director | Buy | 1,000 | $5.91 | $6K | SEC |
| Jul 24, 2026 | SELL MORITZ A | Director | Buy | 2,000 | $5.86 | $12K | SEC |
| Jul 24, 2026 | SELL MORITZ A | Director | Buy | 517 | $5.90 | $3K | SEC |
| Jul 22, 2026 | SELL MORITZ A | Director | Buy | 483 | $5.90 | $3K | SEC |
| Jul 22, 2026 | SELL MORITZ A | Director | Buy | 1,000 | $5.93 | $6K | SEC |
| Jul 8, 2026 | GOLDSTEIN PHILLIP | Officer | Buy | 5,980 | $5.95 | $36K | SEC |
| Jul 7, 2026 | Dakos Andrew | CEO | Buy | 233 | $5.92 | $1K | SEC |
In the last 12 months Total Return Securities Fund insiders made open-market purchases worth about $1.5 million and sales worth about $347,000. Data comes from SEC Form 4 filings, updated every 30 minutes on CapitalSnitch.
The most recent open-market insider trade in SWZ was filed on 2026-09-30.
41 investment managers reported holding SWZ in SEC Form 13F filings for Q2 2026.
No congressional trades in SWZ were reported in the past two years. The full list is free on CapitalSnitch.
Public-record data for research and education, not investment advice. Insider sales are often pre-planned (10b5-1). Congress data: Data derived from public disclosures filed under the Ethics in Government Act and the STOCK Act, republished free for public transparency and news reporting. Disclosures may lag the trade by 45 days or more and show amounts only as ranges. This data may not be used for credit rating, loan underwriting, solicitation of money (political, charitable or other), direct-mail or commercial targeting (5 U.S.C. 13107).