Over 12 months, Guggenheim Active Allocation Fund saw more selling than buying from its insiders — purchases of about $4,985 against sales of $48,000.
Biggest single buyer: NYBERG RONALD, Director, with roughly $4,985.
Quarter by quarter: No open-market insider buying or selling in the last full quarter. Insiders bought in 2 of the last 7 full quarters. 46 investment managers listed GUG in their latest 13F filings (Q2 2026); more funds bought than sold.
| Filed | Insider | Role | Type | Shares | Price | Value | Source |
|---|---|---|---|---|---|---|---|
| Mar 9, 2026 | Barnes Randall C | Director | Sell | 3,000 | $15.85 | $48K | SEC |
| Dec 19, 2025 | NYBERG RONALD | Director | Buy | 321 | $15.53 | $5K | SEC |
| May 8, 2025 | NYBERG RONALD | Director | Buy | 1,305 | $15.15 | $20K | SEC |
| Apr 1, 2025 | TOUPIN RONALD E JR | Director | Buy | 1,500 | $15.10 | $23K | SEC |
| Oct 4, 2024 | Barnes Randall C | Director | Sell | 500 | $16.45 | $8K | SEC |
| Sep 3, 2024 | Brock-Kyle Angela | Director | Buy | 907 | $15.94 | $14K | SEC |
| Sep 3, 2024 | Brock-Kyle Angela | Director | Buy | 0 | $15.99 | $7 | SEC |
| Sep 3, 2024 | Brock-Kyle Angela | Director | Buy | 2 | $15.93 | $32 | SEC |
| Apr 1, 2024 | TOUPIN RONALD E JR | Director | Buy | 194 | $14.65 | $3K | SEC |
| Jan 30, 2024 | Barnes Randall C | Director | Buy | 385 | $14.50 | $6K | SEC |
| Dec 29, 2023 | TOUPIN RONALD E JR | Director | Buy | 200 | $14.67 | $3K | SEC |
| Dec 13, 2023 | Barnes Randall C | Director | Buy | 5,880 | $13.92 | $82K | SEC |
| Dec 11, 2023 | Barnes Randall C | Director | Buy | 2,000 | $14.07 | $28K | SEC |
| Dec 8, 2023 | Barnes Randall C | Director | Buy | 7,725 | $14.12 | $109K | SEC |
| Dec 7, 2023 | Barnes Randall C | Director | Buy | 14,705 | $14.01 | $206K | SEC |
In the last 12 months Guggenheim Active Allocation Fund insiders made open-market purchases worth about $4,985 and sales worth about $48,000. Data comes from SEC Form 4 filings, updated every 30 minutes on CapitalSnitch.
The most recent open-market insider trade in GUG was filed on 2026-03-09.
46 investment managers reported holding GUG in SEC Form 13F filings for Q2 2026.
No congressional trades in GUG were reported in the past two years. The full list is free on CapitalSnitch.
Public-record data for research and education, not investment advice. Insider sales are often pre-planned (10b5-1). Congress data: Data derived from public disclosures filed under the Ethics in Government Act and the STOCK Act, republished free for public transparency and news reporting. Disclosures may lag the trade by 45 days or more and show amounts only as ranges. This data may not be used for credit rating, loan underwriting, solicitation of money (political, charitable or other), direct-mail or commercial targeting (5 U.S.C. 13107).